Meet Our Risk Management Team

Risk Management

Led by Dan Frilot, Senior Vice President, ALM Risk Management Services

Theresa Batoon, Senior Manager, ALM Analysis

Matthew Behar, Assistant Vice President, ALM Consulting

Kathy Dominguez, Financial Data Analyst, ALM

Veronica Ferrer, CPA, Analyst, ALM

Tanya Lam, Analyst, ALM

Eric Li, Senior ALM Analyst

Jim Mathews, Senior Consultant, ALM

Ainee Mirza, Senior Analyst, ALM

David Scott, Assistant Vice President, ALM Consulting

Linas Sepikas, Analyst, ALM

Shane Spradling, Senior Analyst, ALM

Bill Verret, Senior Consultant, ALM

Steve Waddell, CPA, Senior Consultant, ALM

Connie Wong, Senior Analyst, ALM 

What We Do

Meet our Broker-Dealer Team

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